Investortools is proud to make the shortlist status for five different RegTech Insight Awards USA 2024 in the following categories:
- Best Solution for Buy-Side
- Regulatory Compliance
- Best Trade Surveillance Solution
- Best Post-Trade Solution
- Best Compliance as a Service Solution
- Best Solution for Records Retention
Why Investortools was Nominated
Within the Investortools’ suite of products is Perform®, a comprehensive solution for fixed-income portfolio management that enables users to manage strategy and compliance seamlessly across multiple portfolios. Perform® simplifies rule definitions, individual portfolio customizations, permissions, and workflows to ensure seamless compliance processes. A key feature of Perform® is its always-on compliance, seamlessly integrated within the workflow. This ensures adherence to compliance mandate restrictions, portfolio manager convictions, and individual client customizations.
- 24/7 Peace of Mind: Perform®’s always-on compliance engine integrates with automated trade allocation, eliminating compliance violations.
- Constant Compliance Reporting: Robust pre- and post-trade reporting allows users to monitor the status of a portfolio or entire strategy at any time. Users can view all violations in a centralized dashboard, identifying events that might move a bond out of compliance, or which bonds are failing and why.
- Our Software, Your Terms: Customizable strategies enable bespoke portfolios with tailored rule possibilities. Users can adhere to internal and external audit requirements, edit individual thresholds, and conduct continuous testing of compliance and strategy without overriding true compliance limits.
- Rule Deviation Tracking: All rule violations are meticulously tracked, capturing details such as the user, date, time, and reason for any deviation from the strategy. This ensures that recommended trades consistently pass compliance tests.
Comprehensive Trade History: Ticket rule justifications, manual allocation overrides, and trade allocation history are all recorded and stored within Perform®. These activity logs can be exported to document the reasoning behind automated bond distribution or the bypassing of rules, providing clear and comprehensive evidence for impartial allocation.
About Investortools
For more than four decades, Investortools has been a leading SaaS provider, delivering solutions regarded by the industry as a prerequisite for fixed-income investment management. Its comprehensive product suite covers portfolio, order, and execution management, performance analytics, 2a-7 compliance, and credit analysis. Trusted by over 200 firms managing more than $1 trillion in assets, Investortools supports SMA managers, fund managers, broker-dealers, and other key market participants.
About RegTech Insights, by A-Team
TradingTech Insight delves into the world of trading technology, covering electronic best execution, high performance trading infrastructure, low latency, market data, alternative data, real-time analytics, innovative technology such as machine learning, AI and predictive analytics, cloud-based services, and more. The TradingTech Insights Awards recognize excellence in trading solutions and services, and focus on vendors providing exceptional trading infrastructure, trading technology and data solutions to capital markets participants in the United States
